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Resources

These resources can help you further your understanding of the capital raising process, and access useful data and tools to assist in your capitalization efforts.

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1 - Organizations

  • Angel Capital Association
  • Angel Capital Education Foundation
  • Financial Industry Regulatory Authority (FINRA)
  • Kauffman Foundation – Entrepreneurship
  • National Federation of Independent Business
  • National Venture Capital Association
  • Small Business Administration

2 - Resources

  • Bureau of Economic Analysis
  • Center for Venture Research
  • DowJones VentureSource
  • Global Entrepreneurship Monitor
  • MoneyTree Report
  • Online Incorporation Services
  • U.S. Census Bureau – Statistical Abstract

3 - Securities

  • Can You Use Finders To Raise Capital?
  • Definition of Accredited Investors
  • EDGAR Database
  • Finders' Fees and Securities Laws
  • Form D and Instructions (PDF)
  • Information for Small Businesses
  • Is There a Federal Finder’s Exemption to Broker-Dealer Registration?
  • Laws That Govern the Securities Industry
  • Overview of Regulation D Offerings
  • Potential Pitfalls and Considerations of Finder's Fee Agreements
  • Restricted Securities – Removing the Restrictive Legend
  • Rule 504 of Regulation D
  • Rule 505 of Regulation D
  • Rule 506 of Regulation D
  • Rules of Regulation A
  • Section 4(2) of the Securities Act
  • Securities Lawyer's Deskbook
  • Small Business and the SEC – Questions and Answers
  • What the SEC Does

4 - Other

  • Articles
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